U.S. Securities and Exchange Commissioner Mark Uyeda has signaled a broad reduction in disclosure requirements under ...
If classified as a commodity, a token would be overseen by the Commodity Futures Trading Commission—which many in the crypto industry view as a more favorable regulator than the Securities and ...
Understand functional regulation, its benefits, criticisms, and how it compares with institutional regulation. Learn about ...
Rule 144A and Regulation D offer exemptions from federal securities registration requirements under the Securities Act of 1933. However, they apply to different situations, and overseas companies must ...
On April 8, 2025, then Acting Chairman Mark T. Uyeda of the U.S. Securities and Exchange Commission (“SEC”), highlighted in remarks before the Annual Conference on Federal and State Securities ...
Tomorrow (May 6, 2025), the Securities and Exchange Commission (SEC), Small Business Capital Formation Advisory Committee (SBCFAC) will meet to discuss the Regulation A, or Reg A+, securities ...
Michael Decker, senior vice president for research and public policy at the Bond Dealers of America. The year 2025 has been "a good year" for municipal securities regulation – a representative of one ...
On Friday, Oct. 25, the Center for Business Law co-hosted the Ohio Securities Conference with The Ohio Department of Commerce Division of Securities. This is the fifty-first year of the annual event ...
In a decision that could expand the legal toolkit for securities regulators, a New Jersey appeals court has ruled that the state can seek both restitution and disgorgement in the same enforcement ...
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