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When executive relationships create securities disclosure duties: Lessons from the B Riley Financial litigation

A federal court ruling in the B. Riley Financial case shows how executives’ personal business relationships can trigger heightened securities ...
Law

‘Ticket to Lead Counsel’: Here’s How Securities Litigation ‘Radically Changed’ 30 Years After Reform Act

The Private Securities Litigation Reform Act prompted a sea change in securities class actions that reshaped the plaintiff’s bar and empowered institutional investors to take charge of cases. The ...
Law

The Elastic Reach of New York’s Martin Act: Lessons from 'People v. Allen'

New York’s century-old Martin Act continues to shape—and reshape—securities enforcement in the Empire State. Originally passed in 1921, as a comprehensive anti-fraud law to combat fraudulent financial ...
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Disclosure pitfalls in take-private deals: Lessons from the KnowBe4 securities litigation

Introduction: Disclosure Risk in Sponsor-Led Buyouts As private equity firms continue to drive a significant share of merger activity, ...