NEW YORK, Jan. 26, 2026 (GLOBE NEWSWIRE) -- Comply, the leading provider of regulatory compliance software and consulting for financial institutions, today announced it has achieved ISO/IEC 27001 ...

Software and Service Enable RIAs of All Types to Implement and Administer a Comprehensive Compliance Program with an All-in-One Solution NEW YORK, Nov. 15, 2023 /PRNewswire/ -- COMPLY, the global ...

The brand-new CIO of a large financial services organization had been on the job less than a week when a major software vendor handed him a bill for unauthorized usage to the tune of $1 million. By ...

ComplySci, which provides regulatory technology and compliance solutions for the financial services sector, has acquired RIA in a Box, a provider of compliance, cybersecurity and operational software ...

Compliance regulations are constantly changing, and organizations are struggling to keep up. The stakes are high. Failing to adhere to legal requirements can result in serious repercussions from ...

With cybersecurity threats on the rise and becoming more sophisticated by the day, SOC 2 compliance is becoming seriously non-negotiable for businesses that want to give customers and stakeholders the ...

Recent market comparisons indicate that SMEs are prioritizing AML solutions that combine comprehensive screening capabilities ...

Compliance is a fundamental part of an RIA’s operations. It’s not something your firm can choose to do or not do as non-compliance can lead to significant financial and legal penalties. But compliance ...